Graham Richards, Chartered MCSI
London, United Kingdom
Professional Development whilst seeking next career opportunity and doing voluntary work in the community
Financial Services
Education
Chartered Institute for Securities and Investment 2010 — 2015
Chartered MCSI, Integrity Matters and Corporate Governance
Securities Industry Management Association (SIMA) 2007 — 2015
Continuing Professional Development
Securities and Investment Institute 2001 — 2010
MSI/ASI, Member
Southgate College 1976 — 1979
GCSE, Business Studies, Computer Studies, English, Mathematics
Southgate School 1970 — 1975
CSE: English, General Science, Home Economics, Mathematics, Statistics, and Surveying.
Experience
Professional Development and doing voluntary work whilst seeking next career opportunity January 2015 - September 2015
Optima Partners November 2014 - December 2014
Professional Development whilst seeking next career opportunity September 2014 - November 2014
Grant Thornton LLP October 2013 - September 2014
Marwyn Investment Management February 2014 - August 2014
Professional Development whilst seeking next career opportunity July 2011 - October 2013
Independent Consultant - Lloyds Banking Group, Credit Agricole, Barclays Capital October 2010 - June 2011
Interim Company studying a Professional Qualificaion February 2010 - September 2010
Northern Trust May 2007 - January 2010
Penson Financial Services October 2004 - April 2007
Skills
Settlements, Securities, Private Banking, Due Diligence, Financial Markets, Operational Risk..., Market Risk, Investments, Financial Services, TCF, Investment Banking, Fixed Income, Governance, Derivatives, Ethics, Retail Banking, Operational Risk, Risk Mitigation, Financial Regulation, Team Building, Equities, Regulatory Risk, Middle Office, Internal Controls, Finance, Team Management, Stockbroking, Risk Management, Compliance, MiFID, Portfolio Management, FX, FSA, Hedge Funds, KYC, Settlement, Asset Management, Microsoft Office, AML, Compliance Management, Wealth Management, Back Office, Corporate Governance, Enterprise Risk..., Fund Administration, Financial Risk, Asset Managment, Global Custody, Banking, Investment Management